Scott

Klein

Stifel Nicolaus

Stifel Nicolaus is a full-service brokerage and investment banking firm established in 1890 and headquartered in St. Louis, Missouri. The company provides securities brokerage, investment banking, trading, investment advisory, and related financial services to individual investors, institutions, corporations, and municipalities.

Stifel Nicolaus1225 Franklin AvenueSuite 150

Garden City

New York

11530

scott.klein@stifel.com

516-663-5456

I work with clients to craft an investment strategy to achieve mutually agreed upon goals and objectives. Portfolios are created using the principles of asset allocation. As a result, clients will have a disciplined approach to investing that can be measured against relevant indexes. I regularly meet with clients to review portfolios to ensure that goals and objectives are being achieved. Adjustments are made to investment strategies if market conditions or changes in goals and objectives occurs.

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