[Fredslist] Professional Opportunity for Chief of Compliance/Operations

[Victoria Roberts Drogin]

Please see below for an excellent opportunity with Fusion Family Wealth, a high-end Financial Advisory firm. They are looking for a Chief of Compliance/COO. 

FIRM DESCRIPTION: Fast growing Long Island Fee-Only RIA - Over $700 million
Fusion Family Wealth exists to provide state-of-the-art financial advisory services delivering the highest level of personal and professional care, while adhering to the highest legal fiduciary standards. As a completely independent, fee-only SEC-registered firm, we fuse these concepts in order to serve our clients as a trusted advisor without bias or conflicts of interest. We seek to offer — to individuals and families with at least $5 million of investable assets — a unique fusion of small company, white glove service with access to institutional level, independent investment solutions and our state-of-the-art PsyFi® advice technology.
Please see job description below and respond directly to Amy Blau, Chief of Staff. 

Victoria Roberts Drogin, Esq. 
Mercy College School of Business
Executive Director
Women's Leadership Institute 
Professor of Organizational Leadership 
917.418.2299 
Vrobertsdrogin at mercy.edu
Victoria.Roberts.Drogin at gmail.com

Executive, Leadership and Professional Coaching
Your Thinking, Your Business,Your Life. 

Begin forwarded message:

> From: Amy Blau <a.blau at FusionFamilyWealth.com>
> Date: September 24, 2016 at 2:21:33 PM EDT
> To: "vrobertsdrogin at mercy.edu" <vrobertsdrogin at mercy.edu>
> Subject: Chief of compliance/operations
> 
> Responsibilities include:
> 
>  
> 
> Regulatory filings, ADV updates and all required testing.
> Daily trade reconciliation/disbursement review.
> Monthly email review.
> Client review by state for Registration/ Notice filing compliance.
> Maintain and review policies and procedures, etc..
> Ensure operational efficiency and quality of client service/client deliverables.
> Manage workflow and output accuracy for 4 to 5 person team.
> Should have working knowledge of CRM.
> Knowledge of Pershing NetX360 and Fidelity and Envestnet platform are pluses.
> 
> Fusion Family Wealth Fast is a growing Long Island Fee-Only RIA - Over $700 million
> 
> Attractive Benefits including 401k/Profit share & 100% healthcare package
> 
> Growth opportunity with competitive compensation package
> 
> Family-like team work environment 
> 
> 
> Thx so much,
> Amy
> 
> 
> Amy Blau
> Chief of Staff
>  
> Fusion Family Wealth, LLC
> 88 Froehlich Farm Boulevard, Suite 401
> Woodbury, NY 11797
> 
> A.Blau at FusionFamilyWealth.com
> (516) 206-1303 Office
> (516) 650-9033 Mobile
> tel:(516) 224-7269 Fax
> www.FusionFamilyWealth.com
>   
> 
> Sent from my iPhone. Please forgive any typos 😀😬
> Fusion Family Wealth, LLC does not provide tax, accounting, or legal advice to our clients, and all investors are advised to consult with their tax, accounting, or legal advisers regarding any potential investment. Fusion Family Wealth, LLC is a federally registered investment adviser that maintains a principal office in the State of New York. The information contained in this message is confidential, protected from disclosure and may be legally privileged. If the reader of this message is not the intended recipient or an employee or agent responsible for delivering this message to the intended recipient, you are hereby notified that any disclosure, distribution, copying, or any action taken or action omitted in reliance on it, is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by replying to this message and destroy the material in its entirety, whether in electronic or hard copy format.
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